Tagged "compliance"
7 articles on this topic.
1compliance
- 1.1Complaints Handling: What a Licensed Platform Owes Customers
Authorised firms carry obligations about complaints. What they are, what timelines apply, and what happens next.
- 1.2Sanctions Screening Requirements for Local Platforms
What screening obligations require, why they apply regardless of local listings, and what a customer experiences.
- 1.3Tax Treatment of Crypto Income, as Written
What the structure of the question is, which records satisfy any version of the answer, and where I stop.
- 1.4Record Keeping: What Must Be Stored and For How Long
Retention obligations are specific, enforced, and the most common finding in enforcement actions. What they cover.
- 1.5Reporting Thresholds, With the Numbers in One Table
Thresholds trigger obligations on institutions rather than customers. What they are for, and why I will not quote figures.
- 1.6The Travel Rule in Kazakhstan: Who It Binds and When
The requirement to transmit originator and beneficiary information with a transfer. What it covers and what remains in flux.
- 1.7Verification Rules Platforms Must Apply to Customers
Customer due diligence has four components. What each requires, when enhanced measures apply, and why refusal is not optional.